Regulatory Compliance VP (Ethics and Conduct)

Job description

Charterhouse Partnership is partnering with an established Financial Institution to source for a Regulatory Compliance VP, with a focus on Ethics and Conduct. Reporting to the Head of Regulatory Compliance, you will be tasked to provide quality regulatory advice to business and support functions.

Responsibilities

• Ensure compliance with Singapore regulations across all bank functions, managing risks related to Outsourcing Arrangements, Incident Management and Reporting, Related Party Transactions, and Corporate Governance.
• Engage in system configuration discussions and conduct User Acceptance Testing (UAT), including reviewing business Standard Operating Procedures (SOPs) as needed.
• Communicate new regulations and regulatory expectations to various business and corporate functions and senior management, assisting with implementation as necessary.
• Plan and conduct the annual Key Obligation Register exercise to ensure compliance with key regulatory requirements.
• Conduct regular monitoring and testing to identify compliance gaps in business processes and workflows, and provide recommendations for remediation.
• Oversee remediation plans for completed compliance tests to ensure effective resolution of identified issues.
• Support additional Regulatory Compliance Projects as required, ensuring the bank meets all regulatory obligations.

Requirements

To be qualified for this opportunity,

• Possess Bachelor’s Degree or equivalent
• Min. 5 years of regulatory compliance experience in monitoring and testing of retail
• and/or corporate products is a plus
• Good project management and problem-solving abilities with an eye for details
• Excellent written and verbal communication skills
• Excellent interpretation for law and regulations
• Proactive and a can-do attitude

For more information on this opportunity, please reach out to xuank@charterhouse.com.sg or call 69500354 for a confidential chat.